This book discusses what makes stock market efficiency so important for the economy, looks at the theory and issues that underpin market abuse and why an offence often dismissed as a victimless crime is punished so severely.
Found insideTypes of conduct constituting market abuse are set out in section 118 of the ... 6 www.fsa.gov.uk/static/pubs/plan/bp2012-13.pdf Accessed 18 October 2016.
Found inside – Page 209Paper presented at Conference Regulation, Operations & Compliance (ROC) 2013, ... Council on criminal sanctions for market abuse (market abuse directive).
Found insideThis book provides a concise comparison of the regulation and enforcement of the anti-market abuse laws (insider trading and market manipulation) in South Africa, the United States of America (USA) and United Kingdom (UK).
Found inside – Page 89Communications Self-regulation in the Age of Internet Convergence Damian ... UK Implementation of the EU Market Abuse Directive (Directive 2003/6/EC), ...
Found inside – Page 154... before the recent initiative to move to more principles-based regulation. ... enforcement action was not possible under the market abuse regime because ...
Found inside – Page 175... other financial market legislation such as the Market Abuse Regulation,55 ... www.handbook .fca.org.uk/ handbook/ PERG/ 13/ 4.pdf> accessed 02/07/18.